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Financial Services Commission
Results: 6048

#	Item
231	Oregon Securities Law A guide for law enforcement Add to Reading List Source URL: www.dfcs.oregon.gov Language: English - Date: 2015-01-30 18:03:25 Securities Stock market Financial services Security Securities fraud Short Collective investment scheme U.S. Securities and Exchange Commission Hedge fund Financial economics Investment Finance
232	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: nasdaq.cchwallstreet.com Language: English - Date: 2015-04-10 14:02:18 Funds Financial services United States Securities and Exchange Commission United States securities law Securities Exchange Act Securities Act Exchange-traded fund Collective investment scheme Security Financial economics Investment Finance
233	PDF Document Add to Reading List Source URL: www.szecskay.hu Language: English - Date: 2011-07-20 06:33:24 Finance 73rd United States Congress United States securities law Financial services Collective investment scheme Securities Act Security Securities Exchange Act Christopher Cox Financial economics Investment United States Securities and Exchange Commission
234	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 17:49:56 Finance Financial services Registered Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Collective investment scheme SEC Rule 10b-5 Financial economics United States securities law Investment
235	EBAN contribution to the European Commission’s Consultation on the Green Paper “Building a Capital Market Union” 13 May 2015 EBAN, the European Trade Association of Business Angels, Seed Funds, and Early Stage Mark Add to Reading List Source URL: www.eban.org Language: English - Date: 2015-05-28 11:18:23 Private equity Funds Financial services Venture capital EBAN Angel investor Institutional investor Investor Collective investment scheme Financial economics Investment Finance
236	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K (Mark One) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Add to Reading List Source URL: corporate.eatonvance.com Language: English - Date: 2013-12-20 17:37:00 Financial services Collective investment schemes Funds Equity securities Mutual fund Exchange-traded fund Equity Eaton Vance Regulation S-K Financial economics Investment Finance
237	1 2 STATE OF OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES DIVISION OF FINANCE AND CORPORATE SECURITIES Add to Reading List Source URL: www.dfcs.oregon.gov Language: English - Date: 2015-04-06 13:49:43 Economics Credit Fair Debt Collection Practices Act Fair Credit Reporting Act Federal Trade Commission Collection agency CPS United States federal banking legislation Debt collection Financial economics
238	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; Hartford Funds NextShares Trust, et al.; Notice of Application April 23, 2015 Agency: Securities and Exchange Commission (“Commis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-24 09:08:05 76th United States Congress Funds United States securities law Financial services Investment Advisers Act Financial adviser Collective investment scheme U.S. Securities and Exchange Commission Investment Company Act Financial economics Investment Finance
239	Christopher A. Novinger, Brady J. Speers, NFS Group, LLC d/b/a Novers Financial a/k/a Safe Retirement Experts, ICAN Investment Group, LLC, and Speers Financial Group, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 13:15:03 United States Securities and Exchange Commission Financial services Corporate crime U.S. Securities and Exchange Commission Accredited investor Private placement Regulation D Security Securities Exchange Act Financial economics Investment Finance
240	THE JAPAN-UNITED STATES EDUCATIONAL COMMISSION STATEMENT OF FINANCIAL POSITION (Thousands of yen) June 30, 2014 Add to Reading List Source URL: www.fulbright.jp Language: English - Date: 2015-02-10 06:37:00 Economics Financial services Investment Funds Net asset value Balance sheet Asset Expense Bond Finance Business Financial statements

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